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Unwritten Expectations

Authorship norms: they differ by field and by country, so agree explicitly

Two people can both act in good faith and still disagree about who should be an author.

Authorship norms: they differ by field and by country, so agree explicitly

Two collaborators can both act entirely in good faith and still disagree about who should be an author — because they learned different conventions and neither realises the other's are different.

Where conventions differ

  • Whether the head of a laboratory is automatically included.
  • What the last author position signifies, or whether it signifies anything.
  • Whether providing data or funding earns authorship.
  • Whether alphabetical order is used.
  • The second point causes the most confusion in international teams.

The widely used criteria

  • Substantial contribution to conception, design, or analysis.
  • Involvement in drafting or revising the content.
  • Approval of the final version.
  • Accountability for the work.
  • Funding or providing samples alone does not meet these.

Agree in advance

  • Discuss authorship at the start of a collaboration, not at submission.
  • Record the agreement, even if only in an email.
  • Revisit it if roles change substantially.

Contribution statements

  • Many journals now require a who-did-what section.
  • It is far more informative than author order alone.
  • Write one even when the journal does not ask.

For junior researchers

  • Ask about expectations when you are invited to join a project.
  • Asking early is normal; silence causes the problem later.
  • Keep a record of what you contributed as the work proceeds.

One thing worth remembering

Discuss authorship at the start of a collaboration and record it in an email.

That conversation takes ten minutes and can feel slightly awkward; the equivalent conversation in the week of submission costs months of goodwill and sometimes the collaboration itself.

Câu hỏi thường gặp

Why do authorship disputes arise between people acting in good faith?

Because they learned different conventions and neither realises the other's are different.

Where do conventions differ?

Whether a laboratory head is automatically included, what the last author position signifies, whether providing data or funding earns authorship, and whether alphabetical order is used.

What are the widely used criteria?

Substantial contribution to conception design or analysis, involvement in drafting or revising, approval of the final version, and accountability for the work.

Does funding earn authorship?

Funding or providing samples alone does not meet the widely used criteria.

What should junior researchers do?

Ask about expectations when invited to join a project, and keep a record of what they contributed as the work proceeds.

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